[ 劉成偉 ]——(2009-2-26) / 已閱59025次
The Procedures of a Public Offering 373
20.6 Use of Proceeds 375
20.7 Key Provisions at Issue 376
Chapter 21
Corporate Bonds Available to a Listed Company 379
21.1 Introduction and Latest Developments 379
21.2 Bond Essentials 382
21.2.1 Essentials of Company Bonds 382
21.2.2 Essentials of Convertible Bonds (CBs) 382
21.2.3 Essentials of Warrant Bonds (WBs) 383
21.3 Offering Conditions 384
21.4 Security for the Bonds 386
21.5 Credit Rating 388
21.6 Use of Proceeds 388
21.7 Protection of the Creditors (Bondholders) 389
21.8 Bonds Offering on the Stock Exchange 390
21.9 Listing on the Trading Markets 399
21.9.1 Available Bond Trading Markets 399
21.9.2 Listing on the Stock Exchange 399
21.9.2.1 Applicable Listing Rules 399
21.9.2.2 Listing Conditions 399
21.9.2.3 Listing Procedures 400
21.9.2.4 Listing Application via the Sponsor 402
21.9.2.5 Listing Approval by the Stock Exchange 402
21.9.3 Listing on the Interbank Market 402
21.10 Key Regulations at Issue 404
xx Table of Contents
Chapter 22
Corporate Governance and Internal Controls of Listed
Companies 407
21.1 Introduction and Latest Developments 407
22.2 Corporate Governance 408
22.2.1 The Corporate Governance Structure 408
22.2.2 Shareholders’ General Meeting 408
22.2.3 Board of Directors 411
22.2.1 Board of Supervisors 412
22.2.5 Senior Officers 413
22.2.6 Disqualifications of the Senior Management 413
22.3 Internal Controls 414
22.3.1 Controls over External Security 414
22.3.2 Controls over Connected Transactions 415
22.3.2.1 Definition of the Connected Persons 415
22.3.2.2 Disclosure of the Connected Transactions 416
22.3.2.3 Approval Procedures for the Connected
Transactions 417
22.4 Key Provisions at Issue 419
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