DIRECTIVE 2010/78/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL 1
Article 1 Amendments to Directive 98/26/EC 20
Article 2 Amendments to Directive 2002/87/EC 22
Article 3 Amendments to Directive 2003/6/EC 32
Article 4 Amendments to Directive 2003/41/EC 36
Article 5 Amendments to Directive 2003/71/EC 40
Article 6 Amendments to Directive 2004/39/EC 50
Article 7 Amendments to Directive 2004/109/EC 70
Article 8 Amendments to Directive 2005/60/EC 86
Article 9 Amendments to Directive 2006/48/EC 92
Article 10 Amendments to Directive 2006/49/EC 122
Article 11 Amendments to Directive 2009/65/EC 124
Article 12 Review 154
Article 13 Transposition 154
Article 14 Entry into force 156
Article 15 Addressees 156
REGULATION (EU) NO 1092/2010 OF THE EUROPEAN
PARLIAMENT AND OF THE COUNCIL 159
CHAPTER I GENERAL PROVISIONS 174
Article 1 Establishment 174
Article 2 Definitions 176
Article 3 Mission, objectives and tasks 176
CHAPTER II ORGANISATION 178
Article 4 Structure 178
Article 5 Chair and Vice-Chairs of the ESRB 180
Article 6 General Board 182
Article 7 Impartiality 182
Article 8 Professional secrecy 182
Article 9 Meetings of the General Board 184
Article 10 Voting modalities of the General Board 184
Article 11 Steering Committee 186
Article 12 Advisory Scientific Committee 186
Article 13 Advisory Technical Committee 188
Article 14 Other sources of advice 190
CHAPTER III TASKS 190
Article 15 Collection and exchange of information 190
Article 16 Warnings and recommendations 192
Article 17 Follow-up of the ESRB recommendations 192
Article 18 Public warnings and recommendations 194
CHAPTER IV FINAL PROVISIONS 194
Article 19 Accountability and reporting obligations 194
Article 20 Review 196
Article 21 Entry into force 196
REGULATION (EU) NO 1093/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL 199
CHAPTER I ESTABLISHMENT AND LEGAL STATUS 236
Article 1 Establishment and scope of action 236
Article 2 European System of Financial Supervision 238
Article 3 Accountability of the Authorities 240
Article 4 Definitions 240
Article 5 Legal status 240
Article 6 Composition 242
Article 7 Seat 242
CHAPTER II TASKS AND POWERS OF THE AUTHORITY 242
Article 8 Tasks and powers of the Authority 242
Article 9 Tasks related to consumer protection and financial activities 246
Article 10 Regulatory technical standards 248
Article 11 Exercise of the delegation 250
Article 12 Revocation of the delegation 252
Article 13 Objections to regulatory technical standards 252
Article 14 Non-endorsement or amendment of draft regulatory technical standards 254
Article 15 Implementing technical standards 254
Article 16 Guidelines and recommendations 258
Article 17 Breach of Union law 260
Article 18 Action in emergency situations 262
Article 19 Settlement of disagreements between competent authorities in cross-
border situations 264
Article 20 Settlement of disagreements between competent authorities across sectors 266
Article 21 Colleges of supervisors 266
Article 22 General provisions 270
Article 23 Identification and measurement of systemic risk 270
Article 24 Permanent capacity to respond to systemic risks 272
Article 25 Recovery and resolution procedures 272
Article 26 European system of deposit guarantee schemes 272
Article 27 European system of bank resolution and funding arrangements 274
Article 28 Delegation of tasks and responsibilities 274
Article 29 Common supervisory culture 276
Article 30 Peer reviews of competent authorities 276
Article 31 Coordination function 278
Article 32 Assessment of market developments 280
Article 33 International relations 280
Article 34 Other tasks 282
Article 35 Collection of information 282
Article 36 Relationship with the ESRB 284
Article 37 Banking Stakeholder Group 286
Article 38 Safeguards 288
Article 39 Decision-making procedures 290
CHAPTER III ORGANISATION 292
SECTION 1 Board of Supervisors 292
Article 40 Composition 292
Article 41 Internal committees and panels 294
Article 42 Independence 294
Article 43 Tasks 294
Article 44 Decision-making 296
SECTION 2 Management Board 298
Article 45 Composition 298
Article 46 Independence 298
Article 47 Tasks 300
SECTION 3 Chairperson 300
Article 48 Appointment and tasks 300
Article 49 Independence 302
Article 50 Report 302
SECTION 4 Executive Director 304
Article 51 Appointment 304
Article 52 Independence 304
Article 53 Tasks 304
CHAPTER IV JOINT BODIES OF THE EUROPEAN SUPERVISORY
AUTHORITIES 306
SECTION 1 Joint Committee of European Supervisory Authorities 306
Article 54 Establishment 306
Article 55 Composition 308
Article 56 Joint positions and common acts 308
Article 57 Sub-Committees 308
SECTION 2 Board of Appeal 310
Article 58 Composition and operation 310
Article 59 Independence and impartiality 312
CHAPTER V REMEDIES314
Article 60 Appeals 314
Article 61 Actions before the Court of Justice of the European Union 314
CHAPTER VI FINANCIAL PROVISIONS 316
Article 62 Budget of the Authority 316
Article 63 Establishment of the budget 318
Article 64 Implementation and control of the budget 318
Article 65 Financial rules 320
Article 66 Anti-fraud measures 322
CHAPTER VII GENERAL PROVISIONS 322
Article 67 Privileges and immunities 322
Article 68 Staff 322
Article 69 Liability of the Authority 324
Article 70 Obligation of professional secrecy 324
Article 71 Data protection 326
Article 72 Access to documents 326
Article 73 Language arrangements 326
Article 74 Headquarters Agreement 326
Article 75 Participation of third countries 328
CHAPTER VIII TRANSITIONAL AND FINAL PROVISIONS 328
Article 76 Preparatory actions 328
Article 77 Transitional staff provisions 330
Article 78 National provisions 330
Article 79 Amendments 330
Article 80 Repeal 330
Article 81 Review 332
Article 82 Entry into force 332
REGULATION (EU) NO 1094/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL 337
CHAPTER I ESTABLISHMENT AND LEGAL STATUS 376
Article 1 Establishment and scope of action 376
Article 2 European System of Financial Supervision 378
Article 3 Accountability of the Authorities 380
Article 4 Definitions 380
Article 5 Legal status 380
Article 6 Composition 380
Article 7 Seat 382
CHAPTER II TASKS AND POWERS OF THE AUTHORITY 382
Article 8 Tasks and powers of the Authority 382
Article 9 Tasks related to consumer protection and financial activities 386
Article 10 Regulatory technical standards 386
Article 11 Exercise of the delegation 390
Article 12 Revocation of the delegation 392
Article 13 Objections to regulatory technical standards 392
Article 14 Non-endorsement or amendment of draft regulatory technical standards 392
Article 15 Implementing technical standards 394
Article 16 Guidelines and recommendations 398
Article 17 Breach of Union law 398
Article 18 Action in emergency situations 402
Article 19 Settlement of disagreements between competent authorities in cross-
border situations 404
Article 20 Settlement of disagreements between competent authorities across sectors 406
Article 21 Colleges of supervisors 406
Article 22 General provisions 408
Article 23 Identification and measurement of systemic risk 410
Article 24 Permanent capacity to respond to systemic risks 412
Article 25 Recovery and resolution procedures 412
Article 26 Development of a European network of national insurance guarantee
schemes 412
Article 27 Crisis prevention, management and resolution 412
Article 28 Delegation of tasks and responsibilities 414
Article 29 Common supervisory culture 416
Article 30 Peer reviews of competent authorities 416
Article 31 Coordination function 418
Article 32 Assessment of market developments 420
Article 33 International relations 420
Article 34 Other tasks 422
Article 35 Collection of information 422
Article 36 Relationship with the ESRB 424
Article 37 Insurance and Reinsurance Stakeholder Group and Occupational
Pensions Stakeholder Group 426
Article 38 Safeguards 428
Article 39 Decision-making procedures 432
CHAPTER III ORGANISATION 432
SECTION 1 Board of Supervisors 432
Article 40 Composition 432
Article 41 Internal committees and panels 434
Article 42 Independence 434
Article 43 Tasks 434
Article 44 Decision making 436
SECTION 2 Management Board 438
Article 45 Composition 438
Article 46 Independence 440
Article 47 Tasks 440
SECTION 3 Chairperson 440
Article 48 Appointment and tasks 440
Article 49 Independence 442
Article 50 Report 442
SECTION 4 Executive Director 444
Article 51 Appointment 444
Article 52 Independence 444
Article 53 Tasks 446
CHAPTER IV JOINT BODIES OF THE EUROPEAN SUPERVISORY
AUTHORITIES 446
SECTION 1 Joint Committee of European Supervisory Authorities 446
Article 54 Establishment 446
Article 55 Composition 448
Article 56 Joint positions and common acts 448
Article 57 Sub-Committees 450
SECTION 2 Board of Appeal 450
Article 58 Composition and operation 450
Article 59 Independence and impartiality 452
CHAPTER V REMEDIES 454
Article 60 Appeals 454
Article 61 Actions before the Court of Justice of the European Union 454
CHAPTER VI FINANCIAL PROVISIONS 456
Article 62 Budget of the Authority 456
Article 63 Establishment of the budget 458
Article 64 Implementation and control of the budget 458
Article 65 Financial rules 460
Article 66 Anti-fraud measures 462
CHAPTER VII GENERAL PROVISIONS 462
Article 67 Privileges and immunities 462
Article 68 Staff 462
Article 69 Liability of the Authority 464
Article 70 Obligation of professional secrecy 464
Article 71 Data protection 466
Article 72 Access to documents 466
Article 73 Language arrangements 466
Article 74 Headquarters Agreement 466
Article 75 Participation of third countries 468
CHAPTER VIII TRANSITIONAL AND FINAL PROVISIONS 468
Article 76 Preparatory actions 468
Article 77 Transitional staff provisions 470
Article 78 National provisions 470
Article 79 Amendments 470
Article 80 Repeal 470
Article 81 Review 472
Article 82 Entry into force 472
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